中金公司Compliance Officer(J17825)

工作描述

Qualifications
Skills and Abilities
• A good sense on primary markets and secondary markets compliance
• Able to work as part of a team and be sensitive to concerns of different parts of the organization
• Able to address the overall picture whilst demonstrating a detailed approach to individual transactions 
• Highly organized and confident 
• Good working attitude, team work and able to work under pressure
• Self-starter, independent and able to take the initiative
• A professional with high integrity
• Native in Japanese. Strong written and verbal skills with the ability to communicate ideas clearly and concisely in English. Expected to participate and speak out in the meetings with overseas colleagues 

Qualifications
• Bachelor’s degree or above
• Minimum of 5-years experience in legal and compliance in the Type 1 Financial Instruments Business Operator 
• Holding relevant regulatory or professional qualifications, with Class-1 Sales Representative (Qualification) of Japan Securities Dealers Association and Regular Member's Internal Administrator (Qualification) of Japan Securities Dealers Association are essential
• Never been taken any administrative action against by related authorities in the past

Duty
China International Capital Corporation (Japan) Limited (“CICCJP”)
CICCJP is a s…