中金公司Compliance Officer(J19391)

工作描述

Qualifications
Skills and Abilities

•	A good sense of primary markets and secondary markets compliance
•	Capable of guiding the team and fostering collaboration, with sensitivity to the needs and perspectives across the organization
•	Able to address the overall picture whilst demonstrating a detailed approach to individual transactions 
•	Highly organized and confident 
•	Good working attitude, team work and able to work under pressure
•	Professional with high integrity
•	Fluent in Japanese.  Strong written and verbal skills with the ability to communicate ideas clearly and concisely in English; Mandarin is not required but would be preferred.

Qualifications

•	A good tertiary education in a relevant discipline and a postgraduate degree would be an advantage
•	Relevant regulatory or professional qualifications are essential 
•	Experience in legal and compliance in the financial or securities services sector 
•	Member of Japan Securities Dealers Association is preferred 
•	Internal key person of Japan Securities Dealers Association is preferred
•	Candidates whose company during his/her serving has undergone regulatory penalty will not be qualified for this role

Disclaimer:
CICC is committed to fostering an environment of equity and diversity. We recognize the importance of fair treatment in all aspects of our business, from recruitment and hiring to professional development and advancement.

CICC aims to build an inclusive workplace that values the diverse backg…