蚂蚁金服Ant Group-Global Trade Compliance Officer-prohibited and restricted items compliance/export controls

1.Handle (i) ABAC compliance matters; (ii) export control and sanctions; (iii) government enforcement defense matters, cross-borader commercial disputes, ; (iv) internal and external investigations 2.Advise the business regarding anti-corruption and anti-bribery (ABAC) and other regulatory compliance risks in various risk areas. 3.Identify and develop compliant, effective, and practical solutions for the business. 4.Draft and revise ABAC related policies. 5.Develop compliance training materials and deliver live training sessions. 6.Perform transactional due diligence relating to ABAC. 7.Oversee vendor due diligence relating to ABAC. 8.Collaborate with other Global Compliance Policies team members to handle (i) cross-border government enforcement defense and complex litigation matters; (ii) internal and external investigations. 9.Stay informed of changes in relevant regulations. 10.Respond to new and emerging compliance and regulatory risks, guidance, and trends.

The AML Risk Assessment & Controls Manager is a key member of the AML team responsible for designing and executing a risk-based framework to assess, document, and communicate Ant’s AML risk exposure. This role brings together regulatory expertise, analytical rigor, and business insight to identify emerging AML risks, evaluate the effectiveness of existing controls, and shape the organization’s risk mitigation strategies. The role will lead the end-to-end risk assessment lifecycle – from methodology design to stakeholder engagement and reporting. The manager will partner cross functionally to ensure risk assessments are accurate, actionable, and embedded into decision-making. They will also monitor regulatory developments and market trends to proactively adapt the methodology and advise senior leadership on potential exposures and mitigants. Success in this role requires a proactive, data-driven, and collaborative approach. The ideal candidate will bring deep understanding of AML risks in a fast-faced, regulated environment, with a proven ability to translate complex risks into clear control strategies and governance recommendations. Main Responsibilities - Conduct and draft regulatory AML risk assessments to surface potential risk exposures. - Analyze emerging AML trends and evaluate their impact on business lines; deliver actionable insights to guide risk mitigation strategies. - Advise business teams and the BSA Officer on emerging regulatory risks, industry best practices, and control effectiveness. - Develop, update, and enhance risk assessment methodologies to reflect evolving threats, regulatory changes, and business expansion. - Create and maintain materials (risk maps, control matrices, executive briefings) to clearly communicate risks and control coverage to senior leadership and stakeholders. - Provide ongoing reporting on risk assessment outputs, remediation status and control performance to BSA Officer. - Stay current on global AML regulatory developments, enforcement actions, and industry frameworks to continually evolve the program.

The Oversight Manager is responsible for overseeing performance of outsourced functions (operations, affiliate), ensuring affiliates and outsourced entities operate in alignment with internal policies, contractual requirements, and applicable regulatory obligations. This role proactively manages issues, drive timely remediation, monitor adherence to expectations, and support ongoing enhancements to the outsourced oversight program. Success requires strong regulatory fluency, stakeholder coordination, and a structured, detail-oriented approach to oversight in a complex operational landscape. Main Responsibilities - Oversee the performance of outsourced/reliance functions and services, ensuring alignment with internal policy, contractual obligations, and regulatory standards – including enforcement of U.S. BSA-AML requirements. - Conduct periodic performance and compliance reviews of vendors and outsourced entities, with a focus on AML control execution, and SLA adherence. - Develop and maintain oversight protocols that reflect U.S. legal and regulatory expectations, applying consistent standards across all global outsourced operations. - Monitor for non-compliance with U.S. AML-BSA laws and internal controls; initiate timely escalation and enforce corrective actions as needed. - Lead cross-functional remediation efforts involving vendors and internal teams when performance issues or control failures arise. - Serve as the central liaison between internal stakeholders and affiliates/outsourced parties, ensuring regular reviews and alignment on regulatory expectations. - Validate that outsourcing relationships support the organization’s U.S. legal obligations, particularly under the BSA, FinCEN guidance, and related AML statutes. - Support regulatory examinations, audits, and internal reviews by providing documentation of oversight, monitoring activities, and remediation history. - Educate internal and external stakeholders on the application of U.S. laws in outsourced environments and advocate for consistent control execution across borders.

As Head of AML Governance & Issue Management, you will design and lead the issue management and AML governance framework that consolidates identified issues, tracks remediation progress, and ensures prompt resolution. You’ll perform root-cause analysis on policy or control breakdowns, validate remediation plans, and escalate cross-entity conflicts as needed. Your role includes facilitating transparent governance processes and accurately documenting decisions – all in compliance with U.S. BSA-AML regulations. You will report on program health and guide senior leadership through trends, escalations, and root causes. Success requires strong analytical skills and deep compliance acumen in a highly regulated, fast-paced business environment. Main Responsibilities - Manage an issue management framework to capture and consolidate all AML issues across business lines, regulatory findings, audits, and internal reviews. - Track remediation plans end-to-end, ensuring timely execution and proper resolution of control gaps, process failures, or policy deviations. - Perform root-cause analysis for major issues to understand underlying deficiencies and assess adequacy of proposed corrective actions. - Report regularly to senior leadership, BSA Officer on trends, remediation status, and overall program health-providing timely insights on emerging risks and systemic vulnerabilities. - Design and maintain a robust AML governance framework to document decisions, committee outcomes, and process updates – ensuring compliance with US needs, BSA-AML laws and internal policy. Manage cross-entity escalations, remediation conflicts, and implement issues remedial actions – coordinating with cross-functional teams as needed. Ensure governance materials (committee packs, issue memos, remediation trackers) are prepared to a high standard and easily accessible for audit or regulatory inspection. Act as a subject matter expert on issue management and governance for internal audit, examiners, and leadership – supporting reviews and regulatory interactions.