蚂蚁金服Ant International-Regulatory Compliance Expert, Compliance Transformation and Outsourcing Governance-Malaysia
任职要求
1.At least 5 years of experience in roles related to Outsourcing, Third Party Risk Management, Compliance, Operational Risk Management；
2.Strong analytical capabilities are a priority. This includes demonstrable expertise with Excel/Access, excellent written communication skills and an organized approach to projects and communications;
3.Strong interpersonal skills, as well as the ability to work effectively across teams and across multiple geographic locations;
4.Excellent networking skills and initiative are critical;
5.Experience in change management and/or project management with sound judgment;
6.Knowledgeable in fintech, e-commerce, payments, financial services, or similar legal and regulatory requirement;
7.A team player and the ability to work both independently and collaboratively with multiple teams located in different jurisdictions and under strict deadlines;
8.Self-starter with good attitude. Resourceful, adaptable and flexible in a highly engaging, demanding and rewarding environment;
9.Some travel expected;
10.Excellent English and Native Chinese language skills is a must;
11.Bachelor or Advanced degree in Accounting, Business or Finance; or equivalent work or compliance and legal experience.工作职责
1.Work with each regulated entities’ compliance officers to standardize and harmonize the regulated entities’ outsourcing policies & procedures, develop and maintain an overarching outsourcing framework to manage the risks associated with its outsourced activities, including due diligence processes； 2.Act as the owner and subject matter expert of the outsourcing framework and supporting procedures, working closely with leadership teams, Legal, Compliance, Product teams, Risk Teams, Technology, etc. to ensure these outsourcing functions are meeting regulatory requirements in these licensed jurisdictions； 3.Manage internal governance (including Outsourcing Committee(s) where relevant and approval process are in place and prepare all necessary information for Management approval, at Board level, etc., as appropriate； 4.Work closely with Compliance on regulatory notifications and interactions； 5.Act as primary interface between Legal and the regulated entities in the execution of inter-company agreements, including amendments； 6.Maintain the Outsourcing Register across multiple entities in conjunction with Compliance and Management Teams； 7.Manage the internal monitoring and oversight process, including collating data, challenging service recipients, identifying improvements, tracking actions to completion and reporting to the relevant governance forums up to and included Board level of the regulated entities； 8.Engage in periodic service reviews to ensure that all contracts remain consistent with services delivered and that Key Performance Indicators (KPIs) and Key Risk Indicators (KRIs) remain within agreed tolerances； 9.Work with Compliance officers to complete regulatory submissions, as required. Assist business functions in responding to regulatory queries, on-site visit preparation and follow-on requests for information； 10.Participate as necessary in projects for the termination of any outsourced service； 11.Serve as the outsourcing SME on matters related to the outsourcing operations and framework.
1. Work with each regulated entities’ compliance officers to standardize and harmonize the regulated entities’ outsourcing policies & procedures, develop and maintain an overarching outsourcing framework to manage the risks associated with its outsourced activities, including due diligence processes； 2. Act as the owner and subject matter expert of the outsourcing framework and supporting procedures, working closely with leadership teams, Legal, Compliance, Product teams, Risk Teams, Technology, etc. to ensure these outsourcing functions are meeting regulatory requirements in these licensed jurisdictions； 3. Manage internal governance (including Outsourcing Committee(s) where relevant and approval process are in place and prepare all necessary information for Management approval, at Board level, etc., as appropriate； 4. Work closely with Compliance on regulatory notifications and interactions； 5. Act as primary interface between Legal and the regulated entities in the execution of inter-company agreements, including amendments； 6. Maintain the Outsourcing Register across multiple entities in conjunction with Compliance and Management Teams； 7. Manage the internal monitoring and oversight process, including collating data, challenging service recipients, identifying improvements, tracking actions to completion and reporting to the relevant governance forums up to and included Board level of the regulated entities； 8. Engage in periodic service reviews to ensure that all contracts remain consistent with services delivered and that Key Performance Indicators (KPIs) and Key Risk Indicators (KRIs) remain within agreed tolerances； 9. Work with Compliance officers to complete regulatory submissions, as required. Assist business functions in responding to regulatory queries, on-site visit preparation and follow-on requests for information； 10. Participate as necessary in projects for the termination of any outsourced service； 11. Serve as the outsourcing SME on matters related to the outsourcing operations and framework.
Develop and oversee driver compliance programs. Conduct audits and inspections to monitor compliance. Update and maintain compliance training materials. Investigate and resolve driver-related compliance issues. Liaise with legal and regulatory bodies to ensure alignment with laws. Monitor and report violations of regulations, implementing corrective actions as needed. Collaborate with third-party logistics (3PL) partners to ensure compliance with applicable regulations. Provide strategic recommendations for enhancing overall driver compliance.
• Build and Grow Client Relationships: Actively source and manage a portfolio of new and existing clients, providing expert insights on securities, futures, and other financial instruments. • Execute Trades: Leverage on Tiger Brokers’ powerful trading app and platform, execute and manage orders, ensuring accuracy, speed, and adherence to risk management protocols. • Market Analysis: Stay on top of global financial markets, providing clients with timely insights, market trends, and investment opportunities. • Develop Customized Strategies: Create tailored trading strategies and solutions based on clients’ financial goals, risk appetite, and market conditions. • Regulatory Compliance: Maintain the highest ethical standards, ensuring compliance with MAS regulations, and company policies, and managing risks effectively.
1. Commercial Policy Draft & Analysis: Analyze advertising content, advertiser behavior, and moderation data to identify policy gaps, emerging risks, and optimization opportunities. Translate insights into actionable recommendations ; 2. Commercial Risk Management: Own risk control for advertising materials and monetized content in corresponding regions, including daily/weekly quality monitoring, ad violation flagging, trend exploration, and enforcement. Collaborate to build and optimize advertising risk control systems for governance efficiency ; 3. Operational Alignment: Identify and resolve systematic issues within commercial moderation operations and sales/partner teams. Align regularly with business stakeholders on risk-benefit tradeoffs ; 4. Regulatory & Market Compliance: Ensure advertising policies comply with local laws (e.g., consumer protection, data privacy) and cultural norms. Take action against non-compliant advertisers/materials ; 5. Commercial Incident Management: Lead/execute emergency plans for high-risk advertising incidents, and market-specific crises (e.g., regulatory changes). 1、商业化规则起草与分析：分析广告内容、广告主行为和审核数据，以识别政策漏洞、新兴风险和优化机会。并将观察结果转化为切实可行的规则； 2、商业风险管理：负责相应区域广告素材和变现内容的风险管控，包括每日/每周质量监控、广告违规举报、趋势探索和执行，协作构建和优化广告风险管控体系，提高治理效率； 3、运营协调：识别并解决商业审核运营团队和销售/合作伙伴团队中的问题，定期与业务就风险与收益的权衡进行协调； 4、法规与市场合规：确保广告政策符合当地法律（例如消费者保护、数据隐私）和文化规范，对不合规的广告商/素材采取行动； 5、商业风险管理:领导/执行高风险广告事件和特定市场危机（例如监管变化）的应急预案。